1. MARKETS
  2. SECTOR : BANKING AND FINANCE
  3. INDUSTRY : INVESTMENT MANAGERS
  4. BLACKROCK CAPITAL INVESTMENT CORP

BlackRock Capital Investment Corp

XNAS: BKCC

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Insider Trading disclosures for BlackRock Capital Investment Corp

The latest disclosure was made by Keenan E. James in BlackRock Capital Investment Corp where a trade of 41,135 Phantom Shares done was reported to US exchanges on Jan. 31, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Keenan E. James Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 41,135 41,135 - - Phantom Shares
E. Keenan James Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 61,479 0 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 4,284 0 - - Phantom Shares
Singhal Nik President Sale or transfer of securities back to the company at price $ 3.86 per share. 31 Jan 2024 12,079 74,918 (0%) 0% 3.9 46,628 Common Stock
James Keenan E. Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 127,942 617,945 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 110,324 110,324 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 7,795 7,795 - - Phantom Shares
Singhal Nik President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 18,277 18,277 - - Phantom Shares
E. James Keenan Interim CEO, Chairman of the Board Sale or transfer of securities back to the company at price $ 3.86 per share. 31 Jan 2024 127,942 490,003 (0%) 0% 3.9 493,857 Common Stock
E. Keenan James Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 25,327 50,655 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 12,079 86,998 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 128,416 618,419 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Sale or transfer of securities back to the company at price $ 3.76 per share. 31 Jan 2023 128,416 490,003 (0%) 0% 3.8 482,846 Common Stock
James E. Keenan Interim CEO, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 68,039 68,039 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 36,834 73,669 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 55,051 55,051 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 36,530 0 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 13,638 88,557 (0%) 0% - Common Stock
Nik Singhal President Sale or transfer of securities back to the company at price $ 3.76 per share. 31 Jan 2023 13,638 74,918 (0%) 0% 3.8 51,282 Common Stock
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 6,980 13,960 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 3,836 3,836 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 2,821 0 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 119,604 609,607 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Sale or transfer of securities back to the company at price $ 4.15 per share. 31 Jan 2022 119,604 490,003 (0%) 0% 4.2 496,360 Common Stock
James E. Keenan Interim CEO, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2022 99,540 99,540 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 49,589 99,179 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 32,906 32,906 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 37,109 0 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 8,860 83,779 (0%) 0% - Common Stock
Nik Singhal President Sale or transfer of securities back to the company at price $ 4.15 per share. 31 Jan 2022 8,860 74,918 (0%) 0% 4.2 36,771 Common Stock
Nik Singhal President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2022 18,862 18,862 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 3,456 6,912 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 2,541 2,541 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 2,862 0 - - Phantom Shares
Abby Miller CFO and Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2021 831 0 - - Phantom Shares
Abby Miller CFO and Treasurer Sale or transfer of securities back to the company at price $ 3.00 per share. 31 Jan 2021 831 1,029 (0%) 0% 3.0 2,496 Common Stock
Abby Miller CFO and Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2021 831 1,860 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 29,753 59,507 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 33,553 33,553 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 40,574 0 - - Phantom Shares
James E. Keenan Interim CEO, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 103,882 592,885 (0%) 0% - Common Stock
James E. Keenan Interim CEO, Chairman of the Board Sale or transfer of securities back to the company at price $ 3.00 per share. 29 Jan 2021 103,882 489,003 (0%) 0% 3.0 311,648 Common Stock
James E. Keenan Interim CEO, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 134,516 134,516 - - Phantom Shares
Nik Singhal President Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 9,375 9,375 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 2,298 4,596 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 2,588 2,588 - - Phantom Shares
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 5,648 0 - - Phantom Shares
Nik Singhal President Sale or transfer of securities back to the company at price $ 3.00 per share. 29 Jan 2021 10,535 73,096 (0%) 0% 3 31,605 Common Stock
Nik Singhal President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 10,535 83,631 (0%) 0% - Common Stock
Maureen K. Usifer Director Sale of securities on an exchange or to another person at price $ 2.76 per share. 11 Dec 2020 13,753 38,716 (0%) 0% 2.8 37,958 Common Stock, par value $0.001 per share
Nik Singhal President Purchase of securities on an exchange or from another person at price $ 2.80 per share. 09 Dec 2020 10,000 73,096 (0%) 0% 2.8 28,000 Common Stock
Maureen K. Usifer Director Sale of securities on an exchange or to another person at price $ 2.90 per share. 08 Dec 2020 6,831 67,469 (0%) 0% 2.9 19,810 Common Stock, par value $0.001 per share
Maureen K. Usifer Director Sale of securities on an exchange or to another person at price $ 2.75 per share. 08 Dec 2020 15,000 52,469 (0%) 0% 2.8 41,250 Common Stock, par value $0.001 per share
James E. Keenan Interim CEO, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 2.62 per share. 09 Nov 2020 80,350 376,275 (0%) 0% 2.6 210,469 Common Stock
James E. Keenan Interim CEO, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 2.66 per share. 09 Nov 2020 100,000 476,275 (0%) 0% 2.7 266,160 Common Stock
Nik Singhal President Purchase of securities on an exchange or from another person at price $ 2.65 per share. 09 Nov 2020 9,000 63,096 (0%) 0% 2.7 23,850 Common Stock
Nik Singhal President Purchase of securities on an exchange or from another person at price $ 2.63 per share. 09 Nov 2020 8,000 54,096 (0%) 0% 2.6 21,056 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 2.94 per share. 11 Aug 2020 8,000 43,872 (0%) 0% 2.9 23,480 Common Stock
James E. Keenan Other, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 2.84 per share. 07 Aug 2020 25,000 287,479 (0%) 0% 2.8 71,000 Common Stock
James E. Keenan Other, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 2.67 per share. 03 Aug 2020 24,076 262,479 (0%) 0% 2.7 64,285 Common Stock
Jerrold B. Harris Director Purchase of securities on an exchange or from another person at price $ 4.18 per share. 10 Mar 2020 8,500 31,757 (0%) 0% 4.2 35,530 Common Stock, par value $0.001 per share
Mark S. Lies Director Purchase of securities on an exchange or from another person at price $ 4.19 per share. 09 Mar 2020 35,000 265,000 (0%) 0% 4.2 146,608 Common Stock
James E. Keenan Other, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 4.27 per share. 09 Mar 2020 50,000 231,768 (0%) 0% 4.3 213,565 Common Stock
James E. Keenan Other, Chairman of the Board Purchase of securities on an exchange or from another person at price $ 4.04 per share. 09 Mar 2020 60,489 181,768 (0%) 0% 4.0 244,357 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 4.17 per share. 09 Mar 2020 10,000 34,583 (0%) 0% 4.2 41,694 Common Stock
James E. Keenan Other, Chairman of the Board Sale or transfer of securities back to the company at price $ 4.98 per share. 31 Jan 2020 110,673 121,279 (0%) 0% 5.0 551,154 Common Stock
James E. Keenan Other, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 46,789 0 - - Phantom Shares
James E. Keenan Other, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 34,967 34,967 - - Phantom Shares
James E. Keenan Other, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 28,916 57,833 - - Phantom Shares
James E. Keenan Other, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 80,421 80,421 - - Phantom Shares
James E. Keenan Other, Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 110,673 231,952 (0%) 0% - Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 4.99 per share. 03 Dec 2019 5,000 24,583 (0%) 0% 5.0 24,949 Common Stock
James E. Keenan Other, Interim Chairman of the Board Purchase of securities on an exchange or from another person at price $ 4.94 per share. 02 Dec 2019 30,279 121,279 (0%) 0% 4.9 149,515 Common Stock
James E. Keenan Other, Interim Chairman of the Board Purchase of securities on an exchange or from another person at price $ 5.28 per share. 16 Aug 2019 50,000 91,000 (0%) 0% 5.3 263,950 Common Stock
Mark S. Lies Director Purchase of securities on an exchange or from another person at price $ 5.19 per share. 14 Aug 2019 50,000 230,000 (0%) 0% 5.2 259,590 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 5.60 per share. 05 Aug 2019 6,500 19,583 (0%) 0% 5.6 36,394 Common Stock
Meridee A. Moore Director Purchase of securities on an exchange or from another person at price $ 5.58 per share. 05 Aug 2019 45,000 170,000 (0%) 0% 5.6 251,100 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 6.27 per share. 07 May 2019 4,000 13,083 (0%) 0% 6.3 25,084 Common Stock
James E. Keenan Other, Interim Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 41,787 41,787 - - Phantom Shares
James E. Keenan Other, Interim Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 31,229 62,458 - - Phantom Shares
James E. Keenan Other, Interim Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2019 77,476 77,476 - - Phantom Shares
James E. Keenan Other, Interim Chairman of the Board Sale or transfer of securities back to the company at price $ 6.17 per share. 31 Jan 2019 73,016 41,000 (0%) 0% 6.2 450,512 Common Stock
James E. Keenan Other, Interim Chairman of the Board Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 73,016 114,016 (0%) 0% - Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 6.00 per share. 07 May 2018 25,000 180,000 (0%) 0% 6.0 149,913 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 5.97 per share. 07 May 2018 3,000 9,083 (0%) 0% 6.0 17,923 Common Stock
Meridee A. Moore None Purchase of securities on an exchange or from another person at price $ 6.00 per share. 22 Mar 2018 60,000 60,000 (0%) 0% 6.0 360,048 Common Stock
Meridee A. Moore None Purchase of securities on an exchange or from another person at price $ 5.96 per share. 22 Mar 2018 65,000 125,000 (0%) 0% 6.0 387,511 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 5.68 per share. 19 Mar 2018 3,250 6,000 (0%) 0% 5.7 18,444 Common Stock
James E. Keenan Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2018 82,864 82,864 - - Phantom Shares
James E. Keenan Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 36,960 73,919 - - Phantom Shares
James E. Keenan Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 36,959 77,959 (0%) 0% 0 Common Stock
James E. Keenan Other Sale or transfer of securities back to the company at price $ 5.96 per share. 31 Jan 2018 36,959 41,000 (0%) 0% 6.0 220,280 Common Stock
Michael J. Zugay Chief Executive Officer Sale or transfer of securities back to the company at price $ 5.96 per share. 31 Jan 2018 53,950 22,500 (0%) 0% 6.0 321,547 Common Stock
Michael J. Zugay Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 53,950 76,450 (0%) 0% 0 Common Stock
Michael J. Zugay Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 21,658 21,657 - - Phantom Shares
Michael J. Zugay Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 32,293 64,586 - - Phantom Shares
Michael J. Zugay Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2018 123,951 123,951 - - Phantom Shares
Michael J. Zugay Chief Executive Officer 31 Dec 2017 19,557 22,500 (0%) 0% 7.2 141,593 Common Stock
Michael J. Zugay Chief Executive Officer 31 Dec 2017 19,557 43,315 - - Phantom Shares
Michael J. Zugay Chief Executive Officer 31 Dec 2017 19,557 22,500 (0%) 0% 0 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 6.54 per share. 30 Nov 2017 5,818 41,000 (0%) 0% 6.5 38,060 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 6.54 per share. 30 Nov 2017 14,182 35,182 (0%) 0% 6.5 92,698 Common Stock
Michael J. Zugay Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 6.62 per share. 29 Nov 2017 15,000 22,500 (0%) 0% 6.6 99,300 Common Stock
Michael Pungello Interim CFO/Interim Treasurer Purchase of securities on an exchange or from another person at price $ 6.71 per share. 20 Nov 2017 2,750 2,750 (0%) 0% 6.7 18,444 Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 6.72 per share. 14 Nov 2017 50,000 155,000 (0%) 0% 6.7 336,105 Common Stock
Steve Sterling None Purchase of securities on an exchange or from another person at price $ 7.32 per share. 24 Mar 2017 10,000 30,000 (0%) 0% 7.3 73,200 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.32 per share. 24 Mar 2017 1,400 13,000 (0%) 0% 7.3 10,255 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.34 per share. 24 Mar 2017 800 17,800 (0%) 0% 7.3 5,868 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.33 per share. 24 Mar 2017 4,000 17,000 (0%) 0% 7.3 29,320 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.34 per share. 24 Mar 2017 3,200 21,000 (0%) 0% 7.3 23,488 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.32 per share. 24 Mar 2017 500 11,600 (0%) 0% 7.3 3,660 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.31 per share. 24 Mar 2017 100 11,100 (0%) 0% 7.3 731 Common Stock
Michael J. Zugay Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 7.28 per share. 23 Mar 2017 2,500 7,500 (0%) 0% 7.3 18,200 Common Stock
John R. Baron None Purchase of securities on an exchange or from another person at price $ 7.32 per share. 22 Mar 2017 7,000 17,000 (0%) 0% 7.3 51,240 Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 7.40 per share. 16 Mar 2017 5,000 100,000 (0%) 0% 7.4 37,003 Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 7.33 per share. 16 Mar 2017 10,000 90,000 (0%) 0% 7.3 73,278 Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 7.37 per share. 16 Mar 2017 5,000 95,000 (0%) 0% 7.4 36,850 Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 7.40 per share. 16 Mar 2017 5,000 105,000 (0%) 0% 7.4 36,999 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.37 per share. 16 Mar 2017 1,900 3,500 (0%) 0% 7.4 13,994 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.37 per share. 16 Mar 2017 6,800 10,300 (0%) 0% 7.4 50,116 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.36 per share. 16 Mar 2017 600 1,600 (0%) 0% 7.4 4,416 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.38 per share. 16 Mar 2017 600 11,000 (0%) 0% 7.4 4,428 Common Stock
James E. Keenan Other Purchase of securities on an exchange or from another person at price $ 7.38 per share. 16 Mar 2017 100 10,400 (0%) 0% 7.4 738 Common Stock
Michael J. Zugay Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 7.38 per share. 16 Mar 2017 400 400 (0%) 0% 7.4 2,952 Common Stock
Michael J. Zugay Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 7.38 per share. 16 Mar 2017 4,600 5,000 (0%) 0% 7.4 33,937 Common Stock
James E. Keenan Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2017 100,183 100,183 - - Phantom Shares
Michael J. Zugay Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2017 87,535 87,534 - - Phantom Shares
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2016 4,000 65,000 - - Common Stock
Mark S. Lies None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2016 15,000 80,000 - - Common Stock
James R. Maher None Gift of securities by or to the insider at price $ 0.00 per share. 07 Dec 2015 66,147 459,974 - - Common Stock, Par value $0.001 per share
Corinne Pankovcin CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Aug 2015 1,000 3,000 - - Common Stock
Corinne Pankovcin CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Aug 2015 100 100 - - Common Stock
Corinne Pankovcin CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Aug 2015 150 150 - - Common Stock
Corinne Pankovcin CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Aug 2015 2,000 2,000 - - Common Stock
Steve Sterling Director, CEO and Chairman of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2015 20,000 20,000 - - Common Stock
Maureen K. Usifer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2014 35,584 42,250 - - Common Stock, par value $0.001 per share
Brian D. Finn None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2014 20,000 50,000 - - Common Stock, par value $0.001 per share
John R. Baron None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2014 10,000 10,000 - - Common Stock, par value $0.001 per share
William E. Mayer None Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Nov 2012 21,956 0 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2012 4,976 49,469 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2012 5,000 57,739 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2012 10,000 51,594 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2012 7,000 43,729 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2011 4,000 4,000 - - Common Stock, par value $0.001 per share
Jerrold B. Harris None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2011 9,000 32,651 - - Common Stock, par value $0.001 per share
James R. Maher Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2010 82,160 505,421 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2010 68,662 213,049 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2010 11,737 43,690 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2009 2,415 28,216 - - Common Stock, par value $0.001 per share
James R. Maher Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2009 29,468 65,838 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2009 23,671 76,481 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2009 4,830 25,801 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 100 33,146 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 300 31,946 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 300 32,246 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 100 32,346 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 300 32,646 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 300 32,946 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 100 33,046 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 2,500 46,723 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2008 1,000 34,146 - - Common Stock, par value $0.001 per share
James R. Maher Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2008 22,802 31,908 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2008 18,175 43,474 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2008 3,304 18,115 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 16,560 23,258 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 6,624 13,616 - - Common stock, par value $0.001 per share
James R. Maher Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2007 8,372 8,372 - - Common Stock, par value $0.001 per share
Michael B. Lazar Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2007 6,697 6,697 - - Common Stock, par value $0.001 per share
Frank D. Gordon Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2007 3,348 6,893 - - Common Stock, par value $0.001 per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters